Approved Persons Regime
This part of the topic index contains resources on the approved persons regime. Please select the resource that you require by clicking on the relevant tab below.
3
resources
These resources are maintained, meaning that we monitor developments on a regular
basis and update them as soon as possible.
| 1 | NAPF corporate governance policy and guidelines on voting An analysis of the NAPF corporate governance policy and voting guidelines which are designed to assist investors in interpreting the provisions of the UK Corporate Governance Code when assessing a company's compliance with it. This note covers the December 2012 version of the NAPF corporate governance policy and voting guidelines, published on 4 December 2012. | Practice notes | Maintained |
| 2 | Regulation of insurance in the UK An overview of the regulatory treatment of insurance business in the United Kingdom. The following multi-jurisdictional guide is also available to PLC Financial Services' subscribers: Insurance and Reinsurance Handbook. This guide brings together a range of information on cross-border issues and includes country-specific Q&A guides. Each jurisdiction is described in a separate chapter, written by one of the leading firms on the subject in that jurisdiction. | Practice notes | Maintained |
| 3 | Role of the MLRO An overview of the applicable law and regulations applying to a firm's money laundering reporting officer (MLRO) and the MLRO's key responsibilities. | Practice notes | Maintained |